In protecting investors and the integrity of the Canadian capital markets, CSA members work hard to combat securities fraud and we place particular emphasis in our enforcement work on those securities law violations that constitute fraud. Fraudulent behaviour can cause tremendous harm.

In this fifth year of the annual CSA enforcement report, we have changed how we report on securities fraud. In order to distinguish fraud cases more clearly and to track the numbers of such cases, we have added fraud as a stand-alone category of securities offence. Fraud cases have previously been included within the other categories of violation.

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2012 Enforcement Report

Browse around this site to review the 2012 Enforcement Report. To download or print the entire report, click here.